FinSutra · Audit & Compliance
Pramaan: compliance in every country you operate in, and mock audits before the auditors arrive.
34 desks: obligations in nine countries, regulatory change, filings, inspections, breaches on the clock, the audit plan, findings, and 20 mock audits. Part of FinSutra: one thread through the whole institution.
Every obligation, observation and finding, with its evidence
Your compliance standards and the audit committee’s risk appetite
Readiness tested before the statutory audit or the regulator’s inspection
Never: Forms an audit opinion or files with a regulator. AI prepares; people decide.
Write where you are and where you want to be. The guide reads all six FinSutra command centers and tells you what needs to be done, who in the package does it, and what becomes possible.
Risk reads the ledger; finance books the risk team’s locked loss estimates; assets ties collateral to credit; procurement ties vendors to third-party risk; the CEO sees all five; audit & compliance tests all five. Only locked month-ends cross between them, so every product tells the same story.